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Battalion Oil

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Regulatory Documents

IRS Form 8937 – 6.75% Notes Solicitation (July 2017)

Disclosure to Holders Pursuant to Treas. Reg. Sec. 1.1273-2(f) – Third Lien Notes

Disclosure to Holders Pursuant to Treas. Reg. Sec. 1.1273‐2(f) – Second Lien Notes

IRS Form 8937 – Restructuring (September 2016)

IRS Form 8937 – Conversion of Preferred Stock to Common Stock

IRS Form 8937 – 1:5 Reverse Stock Split

IRS Form 8937 – 1:3 Reverse Stock Split

IRS Form 8937 – GeoResources, Inc. Merger

IRS Form 8937-Restructuring (October 2019)

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